Financial institutions general regulatory news, April 2021 # 4 | Hogan Lovells



  • Financial Services Act 2021 receives Royal Assent
  • Tackling financial exclusion: House of Lords Liaison Committee follow-up report
  • Safe harbour provisions to support the wind-down of critical benchmarks: RFRWG letter
  • Net zero and the future of green finance: Treasury Committee report
  • UK Future Regulatory Framework Review: BoE speech on PRA policymaking
  • UK MiFID research and best execution reporting requirements: FCA CP21/9
  • Strengthening financial promotion rules for high-risk investments and firms approving financial promotions: FCA DP21/1
  • Compliance, culture and evolving regulatory expectations: FCA speech
  • Improving effective regulation: FCA speech
  • Why black inclusion matters: FCA speech
  • Climate change and sustainable finance: FCA webpage
  • Digital sandbox pilot: FCA evaluation
  • Cyber threats: FCA insights from 2020 Cyber Coordination Groups
  • Sustainable finance standards: FMLC concerns about UK-EU divergence
  • CMA annual…

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